Compliance Associate

The U.S. Compliance Team is responsible for managing regulatory relationships and governance/oversight of compliance processes for Coinbase’s U.S. consumer business, which includes BSA/AML, OFAC, and Consumer Compliance requirements.  This team works cross-functionally with Compliance, Engineering, Product, and Legal functions to oversee compliance for the U.S. consumer business, including to validate that country-specific controls are effectively operating, including by reviewing new products prior to launch.  Additionally, this role will be responsible for building materials for stakeholders presentations, including those for Boards of Directors, regulators, and internal committees/forums.

What you’ll be doing (ie. job duties):

The U.S. Compliance team supports US regulatory initiatives and serves as the primary point of contact for US consumer-related business initiatives.  Individuals on this team support a broad array of compliance requirements for both state and federal licenses, including AML/CFT, sanctions, and consumer compliance.  The individual that assumes this role will be required to assist with the oversight of existing, and new, compliance programs across Coinbase’s consumer-focused U.S. legal entities.  Currently, the team supports the following initiatives:

• Managing Compliance responses for country/entity regulatory exams;
• Materials development for Board, governance committee, and regulatory stakeholders;
• US regulatory reporting project management;
• New product approval review and approval; and
• Serve as DRI for regulatory change management and associated control builds for U.S.-specific compliance needs

What we look for in you (ie. job requirements):

• 3-5 years of experience working in Compliance for a financial institution  Strong preference for a financial institution that is regulated federally and/or work as a regulator in a state or federal agency;
• Experience in consumer compliance, financial crimes compliance, and/or other compliance with federal or state regulations in the U.S. related to financial services; and
• Experience in product compliance, compliance governance and oversight, and/or managing regulatory relationships.

Nice to haves:

• CAMS, CCAS, or similar certification;
• Experience with direct engagement with regulators;

Job #: P73598

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