We are seeking an experienced Compliance Operations Analyst who will play a critical role in ensuring compliance with regulatory requirements and mitigating both current and emerging risks by creatively leveraging data and technology to improve the effectiveness of business and compliance processes.

The US base salary range for this full-time position is $80,000 – $90,000 + equity + benefits. Our salary ranges are determined by role, level, and location.

This is a remote position.

What You’ll Do:

  • Support the development and execution of of a Compliance Issues Management process to address regulatory risks for our Compliance program
  • Analyze regulations and their applicability to our products and services, and assist with the development of creative and compliant processes and controls
  • Execute projects as directed by the manager, ensuring timely and accurate completion while seeking guidance when needed
  • Monitor adherence to policies and procedures, and test the effectiveness of processes and controls
  • Identify potential areas of weakness and work with partners to strengthen the associated control environment.
  • Monitor the implementation of corrective actions and escalate when appropriate
  • Foster collaboration and provide cross-functional support within the department, including areas such as fincrime & fraud, regulatory complaints, product and marketing compliance, and the overall compliance program
  • All other duties as assigned

What We’re Looking For:

  • 3+ years of compliance risk management experience in Financial Services
  • Demonstrated knowledge and application of financial services related laws and regulations
  • Demonstrated knowledge of compliance/regulatory risks, processes, and control frameworks, and the ability to design and evaluate the effectiveness of controls embedded within business processes
  • Prior professional services, financial services, or regulatory experience
  • Clear, concise, and persuasive written and verbal communication
  • Strong orientation to deadlines and detail
  • Commercially-oriented creative thinker and problem solver
  • Strong project management, critical thinking, and analytical skills
  • Ability to embrace and champion our core values
  • Mature, professional and of unquestionable integrity, carrying out excellent judgment when handling sensitive information
  • Proficiency in Excel/Sheets (VLOOKUP, INDEX MATCH, advanced conditional formatting, pivot tables and reporting, macros and VBA) and PowerPoint/Slides
Job Overview
Job alerts

Subscribe to our weekly job alerts below and never miss the latest jobs

Sign in

Sign Up

Forgotten Password

Job Quick Search

Cart

Basket

Share