ALR-BD Ops QV Training Sr Assoc

This role is responsible to monitor, identify and track inaccuracies in the operations and registration units with the goal of increasing capacity and accuracy and to provide broker-dealer, systems and job training. Furthermore, this role will support quality and compliance guidelines by providing quality verification support for all processes/units with a high degree of accuracy.

Key Responsibilities:

• Review systems, images, and paperwork to accurately quality check items processed

• Continuously review and analyze current processes for opportunities of efficiency and/or cost savings

• Improve consistency by creating and updating checklists

• Identify error trends and training needs of employees

• Design and deliver effective broker-dealer industry training, systems training and some job training

• Perform operations processing functions when necessary

Supervisory Responsibilities:

Education and Experience:

• 4 year Bachelors Degree (Preferred)

• 0-2 years experience (Preferred)

• In lieu of the above education requirements, an equivalent combination of education and experience may be considered.

Certificates, Licenses, Registrations:

• No Certification, License or Registration is required for the job.

Functional Skills:

• Ability to analyze and research information

• Basic understanding of products, services, systems used in all units within AFS, LLC

• Proficiency in Microsoft Office applications

• Advanced oral and written communication skills

• Ability to maintain a high level of confidentiality

• Ability to work independently, manage time appropriately, and utilize decision making skills

Notes: